Chad Schneider Sturtz

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-21
IL	RA	APPROVED	2005-07-06

TX RA
APPROVED_RES

Since 2022-11-21
IL RA
APPROVED

Since 2005-07-06

Branch Locations

Naperville, IL • United States

711 High St, Des Moines, IA 50392 • United States

3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Lombard	IL	09/1996	Present
Principal Securities Inc	Lombard	IL	02/1997	Present

09/1996 → Present

Principal Life Insurance Company

Lombard, IL
02/1997 → Present

Principal Securities Inc

Lombard, IL

Other Businesses

***Sturtz Farm, LLC; Not Investment Related; Naperville, IL; Owner; LLC established to own farms. Corn and soybean production.; Start Date: 07/15/2020; 20 hrs per month; 3 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-26
S63	Uniform Securities Agent State Law Examination	1997-05-12

S66 Uniform Combined State Law Examination

2005-05-26
S63 Uniform Securities Agent State Law Examination

1997-05-12