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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-19
FL RA APPROVED 2014-04-07
  • TX RA
    APPROVED_RES
    Since 2016-12-19
  • FL RA
    APPROVED
    Since 2014-04-07

Branch Locations

117 Herald Court Suite 113, Punta Gorda, FL 33950 • United States

Punta Gorda, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fort Myers FL 03/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2014 → Present
    Fort Myers, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2000-10-01 → 2014-04-01
    Port Charlotte, FL
    Port Charlotte, FL
    Arcadia, FL
    Charlotte Harbor, FL
    Port Charlotte, FL
    Port Charlotte, FL
    North Port, FL
    Punta Gorda, FL
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-02
S63 Uniform Securities Agent State Law Examination 1997-04-25
  • S65 Uniform Investment Adviser Law Examination
    1997-05-02
  • S63 Uniform Securities Agent State Law Examination
    1997-04-25
Other Names
  • Eric C Loche

View on SEC IAPD

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