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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-03-28 |
Branch Locations
1 Financial Plz, Providence, RI 02903 • United States
100 Federal St, Boston, MA 02110 • United States
Sharon, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/1997 | Present |
For profit or not for profit: For Profit Name of outside business organization: 418 Cove LLC Investment related (Y/N): N Address of business: Sharon,MA Nature of business: Rental Position, title, association: Owner Start date of relationship: 8/4/2014 Number of hours devoted: 2 monthly Number of hours devoted during trading hours:0 For profit or not for profit: For Profit Name of outside business organization: 57 Fuller Street LLC Investment related (Y/N): N Address of business: Sharon,MA Nature of business: Rental Position, title, association: Owner Start date of relationship: 8/4/2014 Number of hours devoted: 4 monthly Number of hours devoted during trading hours: 0 I*1685277, Entity Type, Name of OBA: Cambridge Community Foundation Address: Cambridge, MA 02114 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 01/31/2024 No Hours: 2 No Hours during trading: 2 Duties: The Cambridge Community Foundation is the local giving platform supporting our citys shared prosperity, social equity, and culturalrichness, with roots that go a century deep. A civic leader, philanthropic partner, and grant maker, the Foundation highlights emergingand critical needs and catalyzes efforts to ensure resources are focused where they can make the greatest difference.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-20 |
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