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Current Employers
Blackridge Asset Management, Llc

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

303 N. Glenoak Blvd Suite 200, Burbank, CA 91502 • United States

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gold Coast Securities, Inc. Burbank CA 11/2004 06/2024
Peak Brokerage Services, Llc Jupiter FL 06/2024 Present
Blackridge Asset Management, Llc Jupiter FL 06/2024 Present
Previous Registrations
  • 2004-11-11 → 2024-05-31
    Burbank, CA
  • 2002-06-28 → 2003-11-11
    Independent Capital Management
    Los Angeles, CA
Other Businesses

1) Business Entity: Blackridge Asset Management; Business Activity: RIA; Address: Jupiter, FL; Duties of Position: Investment Advisor; Title: Investment Advisor; Start Date: 06/2024; Approx. # of hours per month spent on activity: 160; Approx. # of hours spent during trading hours: 130 2) Business Entity: RBC Insurance Agency; Business Activity: Insurance Agency; Address: Burbank, CA; Duties of Position: Day-to-day operations, agent for life insurance and annuities; Title: President; Approx. # of hours per month spent on activity: 60; Approx. # of hours per month spent during trading hours: 30 3) Business Entity: Retirement Benefits Consulting, LLC; Business Activity; Director of Operations; Address: Burbank, CA; Duties of Position: Day-to-day operations; Title: Executive Director of Operations; Approx. # of hours per month spent on activity: 60; Approx. # of hours per month spent during trading hours: 30 4) DBA - Retirement Benefits Consulting, LLC - Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-19
S63 Uniform Securities Agent State Law Examination 1997-03-20
  • S66 Uniform Combined State Law Examination
    2001-07-19
  • S63 Uniform Securities Agent State Law Examination
    1997-03-20

View on SEC IAPD

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