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390 Diablo Rd Suite 100, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| IL | RA | APPROVED | 2022-09-09 |
Branch Locations
Crystal Lake, IL • United States
390 Diablo Rd Suite 100, Danville, CA 94526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management | Durham | NC | 05/2022 | 12/2022 |
| Appreciation Financial | Henderson | NV | 02/2022 | Present |
| Ed&F Man Capital Markets Inc | Chicago | IL | 01/2021 | 02/2022 |
| Unemployed | Crystal Lake | IL | 12/2020 | 01/2021 |
| Mizuho Securities Usa Llc | Chicago | IL | 01/2019 | 11/2020 |
| Bgc Financial Lp | Chicago | IL | 12/2013 | 12/2018 |
| Encompass More Asset Management Llc | Danville | CA | 08/2022 | Present |
Appreciation Financial, LLC; Not investment-related; Henderson, NV. 89074; Insurance agency; Agent; Insurance Producer; 02/2020; 80 hours per month; 80 during market hours; Sell insurance and annuity products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-10 |
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