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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-10 |
| AZ | RA | APPROVED | 2017-01-06 |
| KS | RA | APPROVED | 2008-05-15 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
11020 King Street Suite 250, Overland Park, KS 66210 • United States
4501 North 22Nd Street Suite 190, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 05/2001 | Present |
1. M&R FINANCIAL AND RRG 401(K); OFFERS FINANCIAL SERVICES 2. SALE OF LONG-TERM CARE AND FIXED LIFE INSURANCE, HEALTH, AND VARIABLE ANNUITIES WITH VARIOUS INSURANCE COMPANIES 3. NPB & ASSOCIATES: CONSULTING 4. DEAD LAST BBQ, COMPETING IN PROFESSIONAL BBQ EVENTS 5. STARTED A VINEYARD, IN 2-3 YEARS MAY BE SELLING SOME GRAPES 6. Wedding officiant performing weddings. Start date: 9/19/15, approx. 2 hrs/mo, none during market hours. 7. Emergency substitute teacher in the Kansas Public School (K-12) system. Start date: 3/1/21, approx. 6 hrs/mo, all during trading hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-03 |
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