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Jane-Ellen Marie Wolak

The Mosaic Financial Group, LLC

Chicago, IL

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Current Employers
The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-06-25
IL RA APPROVED 2000-12-01
  • FL RA
    APPROVED
    Since 2008-06-25
  • IL RA
    APPROVED
    Since 2000-12-01

Branch Locations

1 East Erie, Suite 630, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mosaic Financial Group, Llc Chicago IL 10/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-11
S63 Uniform Securities Agent State Law Examination 1997-02-11
  • S65 Uniform Investment Adviser Law Examination
    1997-08-11
  • S63 Uniform Securities Agent State Law Examination
    1997-02-11
Designations
Other Names
  • Jane Wolak
  • Jane-Ellen Wolak

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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