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1411 Clarkview Road, Baltimore, MD 21209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-05-17 |
| MD | RA | APPROVED | 2024-01-16 |
Branch Locations
1411 Clarkview Road, Baltimore, MD 21209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Airforce | Dover | DE | 05/1997 | 06/2021 |
| J.P. Morgan Institutional Investments Inc. | Newark | DE | 05/2013 | 11/2016 |
| Jpmorgan Investment Management Inc. | Newark | DE | 05/2013 | 11/2016 |
| Hornor Townsend & Kent Inc | Horsham | PA | 01/2017 | 08/2019 |
| Avantax Investment Services, Inc. | Dallas | TX | 11/2021 | 03/2022 |
| Avantax Advisory Services | Dallas | TX | 11/2021 | 03/2022 |
| Voca, Llc | Rochester | MN | 10/2021 | 03/2022 |
| University Of Delaware | Newark | DE | 06/2021 | 12/2022 |
| Wilmington University | Wilmington | DE | 07/2021 | 04/2024 |
| Chapin Davis, Inc. | Baltimore | MD | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-04 |
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