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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-20 |
Branch Locations
2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mike Newark Notary Public | Stockton | CA | 09/2003 | Present |
| Wells Fargo Advisors Llc | San Francisco | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | Present |
1)NOTARY PUBLIC; NON INV RELATED; STATE OF CALIFORNIA; START: 2/29/08; UP TO 40 HRS/MO; 0 DURING TRADING. 2) NATIONAL FOOD LAB; NOT INVESTMENT RELATED; LIVERMORE, CA; FOOD MARKETING; TASTER; START DATE = 6/2/11; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES ARE TO TASTE DIFFERENT FOODS AND PROVIDE AN OPINION ON THEM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-19 |
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