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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-07
  • TX RA
    APPROVED
    Since 2015-12-07

Branch Locations

110 Lang Road, Portland, TX 78374 • United States

7301 S. Padre Island Drive, Corpus Christi, TX 78412 • United States

5757 Nw Loop 410, San Antonio, TX 78238 • United States

9253 North Loop 1604 West, San Antonio, TX 78249 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Service Federal Credit Union San Antonio TX 11/2015 Present
Raymond James Financial Services, Inc. San Antonio TX 11/2015 Present
Raymond James Financial Services Advisors Inc. San Antonio TX 11/2015 Present
Security Service Investment Group San Antonio TX 07/2020 Present
  • 11/2015 → Present
    Security Service Federal Credit Union
    San Antonio, TX
  • 11/2015 → Present
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 11/2015 → Present
    San Antonio, TX
  • 07/2020 → Present
    Security Service Investment Group
    San Antonio, TX
Previous Registrations
  • 2014-01-21 → 2015-11-10
    San Antonio, TX
  • 2008-03-14 → 2014-01-21
    Cetera Investment Services Llc
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2003-10-27 → 2008-03-04
    Banc Of America Investment Services, Inc.
    San Antonio, TX
    San Antonio, TX
  • 2001-02-01 → 2003-11-03
    Cuso Financial Services, L.P.
    San Antonio, CA
Other Businesses

(1)Name of Business: Security Service Investment Group Address: 9253 N Loop 1604 W, San Antonio, TX, 78249, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/27/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: sell and service new brokerage accounts

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-07
S63 Uniform Securities Agent State Law Examination 1997-03-28
  • S65 Uniform Investment Adviser Law Examination
    1999-04-07
  • S63 Uniform Securities Agent State Law Examination
    1997-03-28

View on SEC IAPD

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