Beth Gilbert French

Current Employers

Employment History

• 11/2014 → 06/2024
  Securities America, Inc.
  Austin, CO
• 07/2017 → 06/2024
  Securities America Advisors
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Austin, CO

Previous Registrations

• 2017-07-07 → 2024-06-14
  Securities America Advisors, Inc.
  Austin, CO

Other Businesses

1. FRENCH INSURANCE & FINANCIAL SERVICES, INC. POSITION: President NATURE: Colorado Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 38 SECURITIES TRADING HOURS: 38 START DATE: 11/01/1996 ADDRESS: 8556 Coffey Rd., Austin CO 81410, United States DESCRIPTION: DBA/OBA for insurance & securities business 2. FRENCH INSUR & FINAN SVC., INC. -owner/producer -May 31, 17 I passed my S65 exam.7/12/17 I received my Accredited Invest. Fiduciary designation INVEST RELATED Yes #HRS 20 SEC TRADE HRS 80 -6/1/17 -8556 Coffey Rd, Austin CO 81410 -Effective June 30, 2023 I sold all of my managed account business and most of my securities account clients to Joel Nelson. We share a split code # through our BD 3. FRENCH INSUR SVC. -owner -Since I'm about 75% retired, I don't anticipate selling many new products, except for fixed income annuities. Most of the Ins. Svc. are designed to serve clients who have existing business with me: life ins, annuities, and long-term care contracts INVEST RELATED Yes #HRS 80 SEC TRADE HRS 4 -1/1/12 -8556 Coffey Rd, Austin CO 81410 -Minimal sales of fixed annuity products. Service for existing clients who have life ins., annuities, or Long term care ins.. 4. FRENCH & NELSON FINANCIAL POSITION: transition facilitation NATURE: DBA for securities/advisory business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 38 SECURITIES TRADING HOURS: 38 START DATE: 07/01/2023 ADDRESS: 300 Stafford St., Suite 30219, Delta CO 81416, United States DESCRIPTION: DBA is being used during transition of my book of business to Joel Nelson. 5. NOTARY POS.: notary NATURE: I perform Notary Svc. in Co for my clients and/or immediate family. I recently renewed this service (8/8/22 - 8/8/26) INVEST. RELATED: No NO. OF HRS.: 1 SEC. TRADING HRS.: 1 DATE: 08/08/2022 ADDR.: 8556 Coffey Rd., Austin CO 81410 DESC.: Per the Co laws/regulations, I provide Notary Svc. for clients and occasionally for immediate family members if I'm comfortable with that and if they provide the required documentation. I do not charge for this service 6. PRESBYTERIAN CHURCH OF DELTA Pos: pianist NAT: pianist for church worship services INVEST RELATED: No No. HRS: 4 SEC TRADING HRS: 0 DATE: 01/01/85 ADDR: 135 E 4th St., Delta CO 81416, DESC: I play the piano for worship services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-31
• S63 Uniform Securities Agent State Law Examination
  2001-05-30