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901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2008-04-09 |
Branch Locations
901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cary Street Partners Llc | Richmond | VA | 09/2009 | Present |
1. GRAY HOLDINGS LLC AND AFFILIATED COMPANIES; REAL ESTATE HOLDING COMPANY-NOT INVESTMENT RELATED, 1700 BAYBERRY COURT, RICHMOND, VA, REAL ESTATE HOLDING COMPANY, DIRECTOR AND MINORITY SHAREHOLDER, MORE THAN 10 YEARS, 3 HOURS PER MONTH, I SERVE AS A DIRECTOR AND MEMBER OF EXECUTIVE COMMITTEE OF THESE FAMILY OWNED AND RUN ENTITIES. 2. RECAST ENERGY LLC. THE BUSINESS IS A BIOMASS ENERGY PRODUCER AND ITS BUSINESS IS NOT INVESTMENT RELATED. 8730 STONY POINT PARKWAY SUITE 100, RICHMOND VA 23235. DIRECTOR AND MINORITY SHAREHOLDER 2 HRS PER YEAR. 3. UNIVERAL CORPORATION, RICHMOND VA; NOT INVESTMENT RELATED; MEMBER OF THE BOARD OF DIRECTORS, ON ONE OR MORE COMMITTEES OF THE BOARD; AUGUST 2018; 5 MEETINGS PER YEAR. 4. CARPENTER CO. DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE. RICHMOND, VA. RECEIVES COMPENSATION. START DATE: 2016. 3 MARKET HOURS/QUARTER. 2 NON-MARKET HOURS/QUARTER. 5. SFP TRUST CO. LLC; PRIVATE FAMILY TRUST COMPANY WHICH IN TURN OWNS A CONTROLLING INTEREST IN CARPENTER CO.; DIRECTOR; RICHMOND; 2/14/12; NO SEPARATE ACTIVITY FOR MY SERVICE AS A DIRECTOR OF CARPENTER COMPANY 6. TRUST CREATED BY FLORENCE TULLIDGE U/A FBO HER GRANDCHILDREN; CO-TRUSTEE; RICHMOND; EARLY 1990'S; INVESTMENT RELATED; EXERCISES CONTROL OVER ENTITY'S ASSETS; 1 NON-MARKET HOUR DEVOTED TO ACTIVITY PER MONTH; TOGETHER WITH MY SISTERS, I ACT AS TRUSTEE OF TRUSTS CREATED BY WILLIAM J. BRYANT JR (FATHER-IN-LAW) 7. THE VIRGINIA HOME;NON-PROFIT ENTITY; PENDING ELECTION BY BOD-MEMBER OF INVESTMENT COMMITTEE; ACTIVTY INVESTMENT RELATED; NO COMPENSATION; 4 HOURS/YEAR. 8. GOODWILL INDUSTRIES OF CENTRAL VIRGINIA; NON-PROFIT ENTITY; MEMBER OF ADVISORY BOARD, INVESTMENT AND FINANCE COMMITTEES; STARTED 2000; NO COMPENSATION; 1 MARKET HOUR/MONTH. 9. WESTMINSTER CANTERBURY Name: Westminster Canterbury Corporation Investment-related: Yes Address: 1600 Westbrook Avenue Suite 2200 Richmond, VA 23227 Nature & Relationship: Retirement Community Position: Board of Trustees Start Date: 01/26/2022 Hours/Month: 2 Hours/Month during trading hours: 0 Duties: Currently serving on Board of Trustees and will be appointed to two other committees once designated
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-25 |
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