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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-05-05 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
11601 Wilshire Blvd Fl 17 [Ln-Rbo], Los Angeles, CA 90025 • United States
San Clemente, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; KAHUKA, HI; 100% OWNERSHIP WITH SPOUSE; START DATE 12/2009; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-24 |
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