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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-12 |
| NY | RA | APPROVED | 2024-07-12 |
Branch Locations
333 Butternut Dr, Syracuse, NY 13214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities Usa Inc | New York | NY | 11/2018 | 08/2021 |
| Hsbc Private Bank | London | 08/2015 | 10/2018 | |
| Blackrock | New York | NY | 08/2021 | 10/2023 |
| Blackrock Investments, Llc | New York | NY | 10/2021 | 10/2023 |
| Lpl Financial Llc | Syracuse | NY | 07/2024 | Present |
| Community Bank | Syracuse | NY | 07/2024 | Present |
| Better Trade Off | 31 Boon Tat Street, #02-01 | 11/2023 | 06/2024 |
1) 07/12/2024 - Community Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 08/27/2024 - CBNA Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/18/2024 - 40 Hours Per Month/ 0 Hours During Trading 3) 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - Start Date: 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-31 |
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