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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-31 |
Branch Locations
Clear Lake, MN • United States
9531 W. 78Th St. Suite 140, Eden Prairie, MN 55344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | Clear Lake | MN | 04/2016 | 12/2017 |
| Securities Management & Research, Inc. | Clear Lake | MN | 01/2018 | 08/2026 |
| Bfc Planning, Inc. | Clear Lake | MN | 01/2018 | 08/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
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