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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-31
  • MN RA
    APPROVED
    Since 2026-08-31

Branch Locations

Clear Lake, MN • United States

9531 W. 78Th St. Suite 140, Eden Prairie, MN 55344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc. Clear Lake MN 04/2016 12/2017
Securities Management & Research, Inc. Clear Lake MN 01/2018 08/2026
Bfc Planning, Inc. Clear Lake MN 01/2018 08/2026
Cambridge Investment Research, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
  • 04/2016 → 12/2017
    Proequities, Inc.
    Clear Lake, MN
  • 01/2018 → 08/2026
    Securities Management & Research, Inc.
    Clear Lake, MN
  • 01/2018 → 08/2026
    Clear Lake, MN
  • 08/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2026 → Present
    Fairfield, IA
Previous Registrations
  • 2018-01-17 → 2026-08-31
    Clear Lake, MN
    Cedar Rapids, IA
  • 2016-04-07 → 2017-12-31
    Concourse Financial Group Securities, Inc.
    Clear Lake, MN
    Rochester, MN
    Clear Lake, MN
  • 2010-11-12 → 2016-04-13
    Greenfield, WI
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-21
S63 Uniform Securities Agent State Law Examination 1997-04-24
  • S65 Uniform Investment Adviser Law Examination
    2010-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-24
Other Names
  • Paul L Goenner
  • Paul Goenner

View on SEC IAPD

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