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835 Main Street Building 200, Buda, TX 78610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED | 2022-11-01 |
Branch Locations
410 Peachtree Pkwy, Bldg 400 Suite 4245, Cumming, GA 30041 • United States
835 Main Street Building 200, Buda, TX 78610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kalos Capital, Inc | Alpharetta | GA | 05/2005 | 07/2022 |
| Lyons Wealth Management | Alpharetta | GA | 02/2021 | 07/2022 |
| Kalos Management, Inc. | Alpharetta | GA | 05/2005 | 07/2022 |
| Transce3Nd, Llc | Kyle | TX | 06/2022 | 07/2022 |
| Madison Avenue Securities | San Diego | CA | 07/2022 | Present |
| Ae Wealth Management Llc | Topeka | KS | 07/2022 | Present |
| E3 Wealth | Cumming | GA | 08/2005 | Present |
| Transce3Nd, Llc | Kyle | TX | 10/2022 | Present |
1.) E3 WEALTH POSITION: AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 08/01/2005 ADDRESS: Cumming, GA 30041 DESCRIPTION: SALES OF FIXED INSURANCE PRODUCTS. 2.) FIRST REDEEMER CHURCH POSITION: Chairman NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 2100 Peachtree Pkwy, Cumming GA 30041, United States DESCRIPTION: Finance Committee is responsible for crafting the annual budget for the Church which involves department budgets, personnel salaries, and capital improvements. 3.) WHISPERING HOPE Position: Board Member NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 DESCRIPTION: organizational and planning decisions along with other board members. 4.) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 5.) Name: Lyons Wealth Management; Address: Cumming, GA 30041; Investment Related: Yes; Position: Principal; Start Date: 9/1/2020 6.) Name: e3 Wealth; Address; Cumming, GA 30041; Investment Related: Yes; Position: Registered Representative; Hours Per Week: 40 Hours; Start Date: 11/2022 7.) Name: Transce3nd, LLC; Address; Cumming, GA 30041; Investment Related: Yes; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 11/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-03 |
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