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Springfield, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-23 |
| NJ | RA | APPROVED | 2004-10-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Univest Securities, Inc. | New York | NY | 07/1999 | 05/2025 |
| Tj Capital Holdings Llc | Springfield | NJ | 03/2002 | Present |
| Tjcm Asset Management Llc | Springfield | NJ | 01/2017 | Present |
TJCM Asset Management LLC, located at 99A Troy Drive Springfield NJ 07081, provides general business consulting services to corporate clients. These services include advising on business strategy, conducting market research, and offering guidance on capital planning. TJCM Asset Management LLC does not provide investment advisory services, does not recommend specific securities, and does not engage in securities transactions. I am managing member, starting 01/2017, approximate 60 hours/month devoted to this business, most time not in trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-03 |
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