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Timothy Wallace Suffish

St. Germain Investment Management

Springfield, MA

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Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-01-18
  • MA RA
    APPROVED
    Since 2011-01-18

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Germain Securities Inc Springfield MA 03/2004 12/2024
St Germain Investment Management Springfield MA 08/2010 Present
Previous Registrations
  • 2010-10-26 → 2010-12-31
    St. Germain Investment Management
    Springfield, MA
  • 2004-07-07 → 2010-10-25
    St. Germain Securities, Inc.
    Springfield, MA
    Springfield, MA
    Hartford, CT
Other Businesses

EMPLOYED AS AN IA WITH AFFILIATED FIRM CRD 3255

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-29
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S66 Uniform Combined State Law Examination
    2007-11-29
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13
Designations
Other Names
  • Timothy Wallace Suffish
  • Thomas Wallace Suffish

View on SEC IAPD

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