Harry M. Slade

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-03-03
TX	RA	APPROVED	2023-03-03

MD RA
APPROVED

Since 2023-03-03
TX RA
APPROVED

Since 2023-03-03

Branch Locations

8820 Columbia 100 Pkwy Ste 200, Ellicott City, MD 21045 • United States

Woodbine, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Ellicott City	MD	11/1996	03/2023
Ameriprise Financial Services, Llc	Hunt Valley	MD	03/2023	Present

11/1996 → 03/2023

Edward D. Jones & Co., L.P.

Ellicott City, MD
03/2023 → Present

Ameriprise Financial Services, Llc

Hunt Valley, MD

Previous Registrations

2007-07-02 → 2023-03-06

Edward Jones

Ellicott City, MD

Other Businesses

Independent Insurance Brokering; Talcott; 03/10/2023; Universal Life / Metlife; 04/30/2025; Fixed Annuity. Fiduciary Activities; Trustee. Outside Employment; Farm income; Owner; ; 1221 Emmaus Rd, , Woodbine, MD, 21797; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-28
S63	Uniform Securities Agent State Law Examination	1997-03-26

S66 Uniform Combined State Law Examination

2007-06-28
S63 Uniform Securities Agent State Law Examination

1997-03-26

Other Names

Harry Montrose Slade
Harry M. Slade
Harry M. Slade
Harry Slade Iii

View on SEC IAPD