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Lance Borene Swanson

Diablo Vista Capital, LLC

Walnut Creek, CA

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Current Employers
Diablo Vista Capital, Llc

Danville, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-21
  • CA RA
    APPROVED
    Since 2011-01-21

Branch Locations

1547 Palos Verdes Mall #164, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diablo Vista Capital, Llc Walnut Creek CA 11/2010 Present
Previous Registrations
  • 2004-07-21 → 2010-12-03
    Insight Capital Research & Management Inc
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-15
S63 Uniform Securities Agent State Law Examination 2000-11-22
  • S65 Uniform Investment Adviser Law Examination
    2004-07-15
  • S63 Uniform Securities Agent State Law Examination
    2000-11-22

View on SEC IAPD

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