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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-05
VA RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2022-10-05
  • VA RA
    APPROVED
    Since 2022-09-19

Branch Locations

1950 Opportunity Way Ste 950, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Reston VA 07/2007 08/2022
Raymond James & Associates, Inc. Reston VA 08/2022 Present
Previous Registrations
  • 2007-07-25 → 2022-09-25
    Reston, VA
    Sentry Park, PA
  • 2003-05-06 → 2007-08-02
    Ferris, Baker Watts, Llc
    Reston, VA
    Reston, VA
  • 2000-09-25 → 2003-05-05
    Legg Mason Wood Walker, Incorporated
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-19
S63 Uniform Securities Agent State Law Examination 1997-05-28
  • S65 Uniform Investment Adviser Law Examination
    1999-01-19
  • S63 Uniform Securities Agent State Law Examination
    1997-05-28

View on SEC IAPD

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