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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-11 |
| OR | RA | APPROVED | 2008-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Pendleton | OR | 12/2008 | Present |
1) HALES FARMING, INC. ADAMS, OR 97810; PRESIDENT; SINCE 1983; 20 HRS/MONTH;FAMILY FARM CORPORATION; DUTIES INVOLVE CROP AND MANAGEMENT DECISIONS. 2) WEST FORK 1877, LLC; NON-INVESTMENT RELATED; ADAMS, OR; SINGLE MEMBER LLC; START 3/15/26; 5 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I MAKE DECISIONS ON ASSETS TO MOVE TO THE LLC AND EQUIPMENT TO BE PURCHASED FOR FARMING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-02 |
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