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Mary Alba Person

Northwestern Mutual Investment Services, LLC

Chicago, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-23
  • IL RA
    APPROVED
    Since 2024-01-23

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Person Inc North Palm Beach FL 12/2003 06/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2023 Present
Northwestern Mutual Investment Services Llc Chicago IL 10/2023 Present
Luis Mery, Llc Chicago IL 02/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2024 Present
  • 12/2003 → 06/2023
    John Person Inc
    North Palm Beach, FL
  • 09/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2023 → Present
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 02/2024 → Present
    Luis Mery, Llc
    Chicago, IL
  • 03/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-22
S65 Uniform Investment Adviser Law Examination 2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2023-12-22
  • S65 Uniform Investment Adviser Law Examination
    2023-05-30
Other Names
  • Mary Person
  • Mary Sutfin
  • Mary A Person

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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