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Darlene Chiyeko Sasaki-Ito

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-12-12
  • CA RA
    APPROVED
    Since 2013-12-12

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Los Angeles CA 06/2004 Present
Wells Fargo Advisors Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
  • 06/2004 → Present
    Wells Fargo Bank
    Los Angeles, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-12
S63 Uniform Securities Agent State Law Examination 1997-04-23
  • S65 Uniform Investment Adviser Law Examination
    2013-12-12
  • S63 Uniform Securities Agent State Law Examination
    1997-04-23
Other Names
  • Darlene Chiyeko Sasaki-Ito
  • Darlene Chiyeko Sasaki

View on SEC IAPD

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