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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-02 |
| FL | RA | APPROVED | 2021-04-05 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
3000 Atrium Way Ste 510, Mount Laurel, NJ 08054-3914 • United States
Estero, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Marlton | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Mount Laurel | NJ | 03/2020 | Present |
Business Ownership; DAEMROCA LLC; make sure LLC adheres to below business purpose; Established for purposes of a shared operational infrastructure, expense management, and continuity planning among team members; 19792 Casa Verde Way, , Estero, FL, 33967; Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; DAEMROCA LLC; Owner; Manage advisory business; 19792 Casa Verde way, , Estero, FL, 33967; Investment-Related; 01/01/2023; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-27 |
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