Sean Michael Kennedy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-07-29

CA RA
APPROVED

Since 2022-07-29

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	West Covina	CA	03/1999	11/2017
Trilogy Capital, Inc.	Scottsdale	AZ	11/2015	07/2022
Lpl Financial Llc	Phoenix	AZ	11/2017	Present
Trilogy Financial Services	Scottsdale	AZ	03/1999	Present

03/1999 → 11/2017

National Planning Corporation

West Covina, CA
11/2015 → 07/2022

Trilogy Capital, Inc.

Scottsdale, AZ
11/2017 → Present

Lpl Financial Llc

Phoenix, AZ
03/1999 → Present

Trilogy Financial Services

Scottsdale, AZ

Previous Registrations

2016-12-21 → 2022-12-01

Trilogy Capital, Inc.

Scottsdale, AZ

Irvine, CA

Phoenix, AZ
2006-02-16 → 2017-11-29

National Planning Corporation

Phoenix, AZ

West Covina, CA

West Covina, CA

Scottsdale, AZ

Other Businesses

1. 11/29/2017 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date 3/1999 - 20 Hours Per Month / 15 Hours During Trading - Trilogy Financial Services; Fixed Insurance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-26
S63	Uniform Securities Agent State Law Examination	1997-02-18

S66 Uniform Combined State Law Examination

2006-01-26
S63 Uniform Securities Agent State Law Examination

1997-02-18

View on SEC IAPD