Mark Christopher Zellerhoff

Current Employers

Employment History

• 07/1995 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Portland, OR
• 11/2020 → 06/2024
  Securities America Advisors
  Portland, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Portland, OR

Previous Registrations

• 2020-11-05 → 2024-06-14
  Securities America Advisors, Inc.
  Seattle, WA
  Portland, OR
  Burien, WA
• 2016-05-26 → 2020-11-18
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA

Other Businesses

1. CASCADIA WEALTH ADVISORS POSITION: Financial Advisor NATURE: DBA / Marketing Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/14/2022 ADDRESS: 6420 S Macadam, Suite 360, Portland OR 97239, United States DESCRIPTION: This OBA is dba/marketing name that we will be holding out to the public for our activities as RR's and IAR of Osaic Wealth Inc. 2. ZW FINANCIAL, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/09/2021 ADDRESS: 6420 S Macadam, Suite 360, Portland OR 97239, United States DESCRIPTION: ZW Financial LLC is owned by Mark Zellerhoff and Eric Westberg. We are both RRs and IARs of Osaic Wealth and we work together to serve our clients using the DBA of Cascadia Wealth Advisors. ZW Financial LLC is used to receive revenue and cover expenses related to our financial services practice which is conducted through Osaic. ZW FinancialLLC is domiciled in Oregon.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-26
• S63 Uniform Securities Agent State Law Examination
  1997-05-05