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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-08-28 |
| MO | RA | APPROVED | 2026-08-04 |
| KY | RA | APPROVED | 2026-06-08 |
| MD | RA | APPROVED | 2026-06-08 |
| FL | RA | APPROVED | 2026-06-05 |
| IL | RA | APPROVED | 2026-06-05 |
| WV | RA | APPROVED | 2026-06-05 |
| CA | RA | APPROVED | 2026-06-04 |
| DE | RA | APPROVED | 2026-06-04 |
| KS | RA | APPROVED | 2026-06-04 |
| MT | RA | APPROVED | 2026-06-04 |
| NJ | RA | APPROVED | 2026-06-04 |
| NY | RA | APPROVED | 2026-06-04 |
| NC | RA | APPROVED | 2026-06-04 |
| OH | RA | APPROVED | 2026-06-04 |
| PA | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED_RES | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 07/2009 | 05/2026 |
| Penn Mutual Life Ins Co | Horsham | PA | 03/2009 | 05/2026 |
| Guardian Life Insurance Company | Pittsburgh | PA | 06/2026 | Present |
| Park Avenue Securities | Pittsburgh | PA | 06/2026 | Present |
LEAP TRAINER, ADDRESS: 140 GROVE HILL LANE, ZELIENOPLE, PA 16063, START DATE: 07/01/2009, 2 HOURS PER MONTH, 0 DURING NORMAL TRADING HOURS, INVESTMENT RELATED, LESS THAN 10% ANNUAL COMPENSATION,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-04 |
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