Matthew Earl Sherbondy

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-27
GA	RA	APPROVED	2020-11-12

TX RA
APPROVED_RES

Since 2023-06-27
GA RA
APPROVED

Since 2020-11-12

Branch Locations

6455 East Johns Xing Suite 300, Johns Creek, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Marietta	GA	08/2015	07/2018
Wells Fargo Clearing Services, Llc	Atlanta	GA	07/2018	05/2020
First Allied Securities, Inc.	San Diego	CA	05/2020	09/2022
First Allied Advisory Services, Inc.	San Diego	CA	06/2020	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Alpharetta	GA	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2020	Present

08/2015 → 07/2018

Pnc Investments

Marietta, GA
07/2018 → 05/2020

Wells Fargo Clearing Services, Llc

Atlanta, GA
05/2020 → 09/2022

First Allied Securities, Inc.

San Diego, CA
06/2020 → 11/2020

First Allied Advisory Services, Inc.

San Diego, CA
11/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Alpharetta, GA
09/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2020-06-05 → 2020-11-12

First Allied Advisory Services, Inc.

Alpharetta, GA
2018-07-09 → 2020-06-09

Wells Fargo Clearing Services, Llc

Alpharetta, GA

Atlanta, GA

Milton, GA
2015-09-11 → 2018-07-13

Pnc Wealth Management Llc

Acworth, GA

Kennesw, GA

Marietta, GA

Smyma, GA

Mableton, GA

Powder Springs, GA

Hiram, GA

Woodstock, GA

Marietta, GA

Marietta, GA

Roswell, GA

Alpharetta, GA

Alpharetta, GA

Alpharetta, GA

Suwanee, GA

Roswell, GA

Acworth, GA

Roswell, GA

Duluth, GA

Suwanee, GA

Atlanta, GA

Duluth, GA

Tucker, GA

Roswell, GA

Duluth, GA
2014-07-15 → 2015-08-28

Bb&T Investment Services, Inc.

Charlotte, NC

Roswell, GA

Marietta, GA

Alpharetta, GA

Alpharetta, GA

Roswell, GA

Duluth, GA

Alpharetta, GA
2010-01-05 → 2014-07-14

B. Riley Wealth Advisors, Inc.

Lawrenceville, GA
2003-03-06 → 2009-12-24

Gunnallen Financial, Inc

Buford, GA

Tampa, FL

Tampa, FL

Columbus, GA

Lawrenceville, GA

Boca Raton, FL
2003-01-23 → 2003-12-19

Mcm Investment Advisory, Inc.

Pittsburgh, PA

Other Businesses

1) RIDGE CAPITAL MANAGEMENT; FINANCIAL ADVISOR; ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES; START DATE 06/04/2020; 160 HOURS PER MONTH; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2025; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-03
S63	Uniform Securities Agent State Law Examination	1997-04-28

S65 Uniform Investment Adviser Law Examination

2000-02-03
S63 Uniform Securities Agent State Law Examination

1997-04-28

Other Names

Matthew E Sherbondy
Matt Sherbondy

View on SEC IAPD