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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-02-06 |
| CO | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
Jericho, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sears | Hoffman Estates | IL | 10/2010 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colorado Springs | CO | 10/2017 | 06/2024 |
| Unemployed | Colorado Springs | CO | 06/2017 | 10/2017 |
| Bank Of America, N.A. | Colorado Springs | CO | 03/2018 | Present |
| Osaic Wealth, Inc | Colorado Springs | CO | 08/2024 | Present |
I*500312 For profit or not for profit: For profit Name of outside business organization: Sean Johnston Investment related: N Address of business: RP, RP, RP Nature of business: Rental Position, title, association: Sole owner, Start date of relationship: 6/1/2003 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , SEAN JOHNSTON POSITION: Owner NATURE: Sole Proprietorship Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2003 ADDRESS: 1729-31 S. 57th St., West Allis WI 53214, United States DESCRIPTION: This is a rental property that I've owned since 2003. I origianlly lived there after purchasing the property, but since rented it out after moving. It is two units. I currently have a third party property manager that I pay to manage the property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-11 |
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