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Sean Christopher Johnston

Osaic Wealth, Inc.

Nashville, TN

Jericho, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-06
CO RA APPROVED 2024-08-30
TX RA APPROVED 2024-08-30
  • TN RA
    APPROVED
    Since 2026-02-06
  • CO RA
    APPROVED
    Since 2024-08-30
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

Nashville, TN • United States

Jericho, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sears Hoffman Estates IL 10/2010 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs CO 10/2017 06/2024
Unemployed Colorado Springs CO 06/2017 10/2017
Bank Of America, N.A. Colorado Springs CO 03/2018 Present
Osaic Wealth, Inc Colorado Springs CO 08/2024 Present
Previous Registrations
Other Businesses

I*500312 For profit or not for profit: For profit Name of outside business organization: Sean Johnston Investment related: N Address of business: RP, RP, RP Nature of business: Rental Position, title, association: Sole owner, Start date of relationship: 6/1/2003 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , SEAN JOHNSTON POSITION: Owner NATURE: Sole Proprietorship Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2003 ADDRESS: 1729-31 S. 57th St., West Allis WI 53214, United States DESCRIPTION: This is a rental property that I've owned since 2003. I origianlly lived there after purchasing the property, but since rented it out after moving. It is two units. I currently have a third party property manager that I pay to manage the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-31
S63 Uniform Securities Agent State Law Examination 2003-04-11
  • S66 Uniform Combined State Law Examination
    2018-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-04-11
Other Names
  • Sean Christopher Johnston
  • Sean Johnston

View on SEC IAPD

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