Douglas Edward Baim

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2010-05-18

IN RA
APPROVED

Since 2010-05-18

Branch Locations

2130 South West St, Yorktown, IN 47396 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Integrity Advisors Inc	Yorktown	IN	10/1996	Present
Lpl Financial Llc	Yorktown	IN	05/2010	Present
Integrity Insurance, Inc.	Yorktown	IN	04/2010	Present

10/1996 → Present

Integrity Advisors Inc

Yorktown, IN
05/2010 → Present

Lpl Financial Llc

Yorktown, IN
04/2010 → Present

Integrity Insurance, Inc.

Yorktown, IN

Previous Registrations

2001-01-03 → 2010-05-18

Cincinnati Analysts, Inc.

Yorkbown, IN

Yorktown, IN

Other Businesses

(1) 04/15/2010: NO BUSINESS NAME - INV REL - 2130 S. WEST ST., YORKTOWN, IN 47396 - REAL ESTATE RENTAL - PROPERTY CO-OWNER (2) 04/15/2010: INTEGRITY ADVISORS, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 07/27/2015: INTEGRITY INSURANCE & ASSOCIATES - INV REL - AT REPORTED BUSINESS LOCATION(S) - INSURANCE AGENCY - START 05/11/2011 - 12 HR/MO 2 DURING SECS TRDG HRS - PRINCIPAL - INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, EQUITY INDEXED, HEALTH, PROPERTY & CASUALTY. (4) 01/13/2023 - Land Care, Inc. - Not Investment Related - Home Based - Other - Land Maintenance - Start Date - 12/21/2022 - 4 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-03-21

S63 Uniform Securities Agent State Law Examination

1997-03-21

Designations

Other Names

Doug Baim

View on SEC IAPD