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Richard Thomas Havard

Cyndeo Wealth Partners

St. Petersburg, FL

Johns Creek, GA

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Current Employers
Cyndeo Wealth Partners

300 1St Avenue South, 3Rd Floor, St. Petersburg, FL 33701 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-12-19
TX RA APPROVED 2022-12-16
  • GA RA
    APPROVED
    Since 2022-12-19
  • TX RA
    APPROVED
    Since 2022-12-16

Branch Locations

300 1St Avenue South, 3Rd Floor, St. Petersburg, FL 33701 • United States

Johns Creek, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2009 12/2022
Bank Of America, Na Atlanta GA 03/2010 12/2022
Cyndeo Wealth Partners St. Petersburg FL 12/2022 Present
Previous Registrations
  • 2009-10-23 → 2022-12-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
  • 2003-04-24 → 2004-10-20
    Quick & Reilly, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-13
S63 Uniform Securities Agent State Law Examination 1997-08-04
  • S65 Uniform Investment Adviser Law Examination
    2005-08-13
  • S63 Uniform Securities Agent State Law Examination
    1997-08-04
Other Names
  • Tommy Havard
  • Richard Thomas Havard
  • Tom Havard

View on SEC IAPD

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