Jon Arthur Garofalo

Current Employers

Employment History

• 08/2014 → Present
  Morgan Stanley
  Westport, CT
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2012-10-01 → 2014-09-10
  J.P. Morgan Securities Llc
  Greenwich, CT
  Westport, CT
  Fairfield, CT
  Fairfield, CT
  Westport, CT
  Fairfield, CT
  Southport, CT
• 2006-10-04 → 2012-10-01
  Chase Investment Services Corp.
  Chicago, IL
  Greenwich, CT
  Greenwich, CT
  Southport, CT
  Westport, CT
  Fairfield, CT
  Fairfield, CT
  Westport, CT
  Greenwich, CT
  Fairfield, CT
  Greenwich, CT
• 2005-12-01 → 2006-10-04
  Bny Investment Center Inc.
  New York, NY
  Greenwich, CT
  New York, NY
• 2004-10-20 → 2005-03-22
  Banc Of America Investment Services, Inc.
  Huntington, CT
• 2002-12-04 → 2004-10-20
  Quick & Reilly, Inc.
  Shelton, CT

Other Businesses

SELF 195 NEWPORT, RI LANDLORD/OWNER- COLLECT RENTAL INCOME DURING SUMMER MONTHS. STARTED 08/01/2014. INDEFINITE TERM. 0 HOURS DEVOTED AND 0 HOURS DURING SECURITIES TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-24
• S63 Uniform Securities Agent State Law Examination
  1998-11-16

Other Names

• Jon A Garofalo