Christiaan James Kelly

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2009-10-23

NV RA
APPROVED

Since 2009-10-23

Branch Locations

Phoenix, AZ • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Phoenix	AZ	12/1996	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/2009	Present

12/1996 → Present

Bank Of America, N.A.

Phoenix, AZ
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Previous Registrations

2003-07-24 → 2009-10-23

Banc Of America Investment Services, Inc.

Phoenix, AZ

Boston, MA

Phoenix, AZ

Phoenix, AZ

Tucson, AZ

Las Vegas, NV

Reno, NV

Incline Village, NV

Scottsdale, AZ

Phoenix, AZ

Other Businesses

I*4182289, Entity Type, Name of OBA: K T Address: PhoenixArizona85044 Investment Related: No Position, Title, Association:Successor Trustee Employee Start Date: 03/27/2026 No Hours: 3 monthly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-22
S63	Uniform Securities Agent State Law Examination	1997-03-01

S66 Uniform Combined State Law Examination

2003-07-22
S63 Uniform Securities Agent State Law Examination

1997-03-01

View on SEC IAPD