Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-21 |
Branch Locations
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
Marshfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boston | MA | 06/2009 | 08/2017 |
| Rbc Capital Markets, Llc | Boston | MA | 08/2017 | Present |
NAME OF ENTITY: Boston Estate Planning Council ADDRESS: 4 Lan Drive Suite 310 Wakefield MA 01886 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: professional association CAPACITY: Committee/Council Member not associated with the Board of Directors START DATE: 08/01/23 DUTIES: To serve on the Council Outreach committee. The Committee raises awareness of BEPC's membership in NAEPC and the benefits NAEPC offers BEPC members. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-09 |
Reach out to this advisor