Ko Dong

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-10-29

MA RA
APPROVED

Since 2024-10-29

Branch Locations

Wayland, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Worcester	MA	06/2012	08/2021
Bank Of America, N.A.	Worcester	MA	07/2014	01/2023
J.P. Morgan Securities Llc	Boston	MA	02/2023	10/2024
Jpmorgan Chase Bank, N.A.	Boston	MA	02/2023	10/2024
Lpl Financial Llc	Wayland	MA	10/2024	Present

06/2012 → 08/2021

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Worcester, MA
07/2014 → 01/2023

Bank Of America, N.A.

Worcester, MA
02/2023 → 10/2024

J.P. Morgan Securities Llc

Boston, MA
02/2023 → 10/2024

Jpmorgan Chase Bank, N.A.

Boston, MA
10/2024 → Present

Lpl Financial Llc

Wayland, MA

Previous Registrations

2023-02-06 → 2024-05-11

J.P. Morgan Securities Llc

Boston, MA
2014-03-04 → 2021-09-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Worcester, MA

New York, NY

Other Businesses

1- 10/2024 / Parvey Capital / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 10/2024 / Ko Dong Real Estate Rental / Real Estate Rental / Investment Related / 1 hr mth / Waltham, MA / Start date: 01/03/2005

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-01
S63	Uniform Securities Agent State Law Examination	1998-12-21

S66 Uniform Combined State Law Examination

2014-03-01
S63 Uniform Securities Agent State Law Examination

1998-12-21

Other Names

Ku W Dong
Ko Wang
Ko W Dong

View on SEC IAPD