Steven Thomas Beals

Current Employers

Employment History

• 12/2014 → 05/2020
  Woodbury Financial Services, Inc.
  El Segundo, CA
• 05/2020 → 01/2024
  Woodbury Financial Services, Inc.
  El Segundo, CA
• 09/2004 → Present
  The Wealth Network
  Bellevue, WA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Bellevue, WA

Previous Registrations

• 2014-12-18 → 2024-01-19
  Woodbury Financial Services, Inc.
  Renton, WA
  Oakdale, MN
  Bellevue, WA
  Bellevue, WA
  Portland, OR
• 2012-12-13 → 2014-12-22
  Cetera Wealth Services, Llc
  Renton, WA
  El Segundo, CA
  Renton, WA
• 2006-05-18 → 2012-12-04
  Woodbury Financial Services, Inc.
  New Castle, WA
  Renton, WA
  Tigard, OR
  Monroe, WA
• 2004-09-02 → 2006-05-08
  Transamerica Financial Advisors, Inc.
  Redmond, WA
• 2003-01-07 → 2004-06-30
  Transamerica Financial Advisors, Llc
  Bellevue, WA

Other Businesses

1) FIXED INSURANCE SALES POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/1997 ADDRESS: 11911 NE 1st St, Suite 205, Bellevue WA 98005, United States DESCRIPTION: sale of life, disability, fixed annuities, and long-term care 2) STEVEN T BEALS; POSITION: BROADCASTER; NATURE: SOLE PROPRIETORSHIP; INVESTMENT RELATED: NO; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 1; START DATE: 11/01/1992; ADDRESS: 5440 NE 2ND CT, RENTON WA 98059; DESCRIPTION: I PERFORM PUBLIC ADDRESS OR PLAY BY PLAY BROADCASTING DUTIES FOR LOCAL SPORTS TEAMS. 3) LIFE SETTLEMENT; POSITION: AGENT; NATURE: USING LIFE SETTLEMENTS WITH CLIENTS THROUGH VARIOUS SOURCES; INVESTMENT RELATED: NO; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 1; START DATE: 01/01/2010; ADDRESS: 11911 NE 1ST ST SUITE 205, BELLEVUE WA 98005; DESCRIPTION: CONNECT CLIENTS WITH LIFE SETTLEMENT COMPANIES FOR TIMES WHEN IT IS APPROPRIATE TO SELL THEIR EXISTING LIFE INSURANCE POLICIES. 4) THE WEALTH NETWORK POSITION: President/Financial Advisor/Managing Member NATURE: LLC. Fully independent Financial Planning Practice INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 09/01/2004 ADDRESS: 11911 NE 1st St, Suite 205, Bellevue WA 98005, United States DESCRIPTION: As President I handle all aspects of operating the business and as Financial Advisor I take care of all client matters, create and deliver financial plans, manage investment portfolios and insurance programs as well as service all clients ongoing needsAs an Independent IMO FLS with Osaic (formerly Woodbury), I run my Region and all aspect of assisting and consulting the Financial Advisors in my group 5) THE WEALTH NETWORK POSITION: Advisor NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2019 ADDRESS: 11911 NE 1st St, Suite 205, Bellevue WA 98005, United States DESCRIPTION: Senior concierge services that extend beyond financial needs for a client's second stage in life. It will address a range of senior concerns, ranging from Medicare Insurance planning, to long-term care management, to senior health care concerns, to transportation and food concerns, to medical equipment, to personal security, to aging in home planning, etc., and will include seniors and their adult children 6) B&D FINANCIAL SERVICES, LLC POSITION: Managing Member NATURE: New LLC created for Financial Services Tax purposes with partner and Woodbury Advisor Allen "Shayne" Doty INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2020 ADDRESS: 11911 NE 1st St, 205, Bellevue WA 98005, United States DESCRIPTION: I will handle primary operations of the LLC, including filing, tax issues, bookkeeping, etc 7) Wealth Network Financial Planning firm POSITION: Financial Planning Firm and includes independent FLS responsibilities from 6/2020-present after becoming an IMO at Woodbury Financial Services, ending my RVP employment with Woodbury Financial. ADDRESS: 11911 NE 1st St, Suite 205, Bellevue WA 98005, United States DATE: 09/01/2004 - present 8) Wealth Network LLC ADDRESS: 11911 NE 1st St, Suite 205, Bellevue WA 98005, United States DATE: 03/01/2021 - present

Exams

• S66 Uniform Combined State Law Examination
  2002-12-06
• S63 Uniform Securities Agent State Law Examination
  1997-02-25