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Johnny Earl Burris

Burris Wealth Management, Inc.

Surprise, AZ

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Current Employers
Burris Wealth Management, Inc.

15286 N 144Th Ave, Surprise, AZ 85379 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-05-13
  • AZ RA
    APPROVED
    Since 2014-05-13

Branch Locations

15286 N 144Th Ave, Surprise, AZ 85379 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Burris Wealth Management Inc. Surprise AZ 03/2014 Present
Previous Registrations
  • 2013-03-14 → 2014-03-14
    Oppenheimer & Co. Inc.
    Scottsdale, AZ
  • 2012-10-01 → 2012-12-12
    J.P. Morgan Securities Llc
    Sun City West, AZ
  • 2010-07-30 → 2012-10-01
    Chase Investment Services Corp.
    Sun City West, AZ
    Sun City, AZ
    Sun City, AZ
  • 2005-12-19 → 2009-12-31
    Burris Financial Services, Inc.
    Peoria, AZ
  • 2005-12-19 → 2008-12-31
    Burris Financial Services, Inc.
    Peoria, AZ
  • 2005-12-19 → 2006-12-31
    Burris Financial Services, Inc.
    Sun City West, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-26
S65 Uniform Investment Adviser Law Examination 2005-12-10
S63 Uniform Securities Agent State Law Examination 1997-02-19
  • S66 Uniform Combined State Law Examination
    2010-07-26
  • S65 Uniform Investment Adviser Law Examination
    2005-12-10
  • S63 Uniform Securities Agent State Law Examination
    1997-02-19

View on SEC IAPD

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