Luke Gabriel Brown

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-10-23

TX RA
APPROVED

Since 2009-10-23

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	The Woodlands	TX	09/2003	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	The Woodlands	TX	10/2009	Present
Bank Of America, Na	The Woodlands	TX	04/2010	Present

09/2003 → Present

Bank Of America, N.A.

The Woodlands, TX
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX
04/2010 → Present

Bank Of America, Na

The Woodlands, TX

Previous Registrations

2003-10-14 → 2009-10-23

Banc Of America Investment Services, Inc.

The Woodlands, TX

Houston, TX

The Woodlands, TX

Spring, TX
2002-10-30 → 2003-09-30

Banc One Securities Corporation

Houston, TX

Other Businesses

I*104868 For profit or not for profit: Non-Profit Organization Name of outside business organization: Woodsedge Community Church Investment related: Y Address of business: Spring, Texas 77389 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/17/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Woodsedge Community Church is a Chrisitian religious organization that serves the community at large through various religious activities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-11-16

S66 Uniform Combined State Law Examination

1999-11-16

View on SEC IAPD