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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-30 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
Morristown, NJ • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axonic Capital | New York | NY | 06/2016 | 12/2020 |
| Unemployed | Morristown | NJ | 01/2021 | 06/2021 |
| Mariner Investment Group | New York | NY | 07/2021 | 07/2023 |
| Unemployed | Morristown | NJ | 08/2023 | 10/2023 |
| Transcend Capital Advisors, Llc | Madison | NJ | 11/2023 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 07/2026 | Present |
1. Mr. Swift uses Stadia Capital Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Swift is registered at, and is related to his investment services practice. Mr. Swift devotes about 200 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Swift devotes to activity providing investment services through Private Advisor Group. 2. Mr. Swift is the owner of R.J. Swift & Co., LLC, which he utilizes for personal and business tax reasons, and which is owned independently from Private Advisor Group, LLC. Mr. Swift devotes a minimal amount of time to this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-24 |
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