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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
PA RA APPROVED 2003-11-24
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • PA RA
    APPROVED
    Since 2003-11-24

Branch Locations

2100 Georgetowne Dr Ste 202, Sewickley, PA 15143 • United States

Wexford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 01/1997 03/2020
Ameriprise Financial Services, Llc Sewickley PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; Will O Wisp Condo, Oakland, MD 21550, ,; Not Investment-Related; 06/01/2014.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-20
S63 Uniform Securities Agent State Law Examination 1997-02-25
  • S66 Uniform Combined State Law Examination
    2003-11-20
  • S63 Uniform Securities Agent State Law Examination
    1997-02-25

View on SEC IAPD

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