Gene Bert Clark

Current Employers

Employment History

• 02/1997 → Present
  The Northwestern Mutual Life Insurance C
  Milwaukee, WI
• 09/1997 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 05/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2006-02-09 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Atlanta, GA
• 2005-07-12 → 2006-01-31
  Network Planning Advisors, L.L.C.
  Atalanta, GA

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PARALIFE HOLDING; INVESTMENT RELATED; GARTENSTRASSE 13 CH-8002 ZURICH, SWITZERLAND; HOLDING COMPANY FOR A MANAGEMENT AND INSURANCE COMPANY; MEMBER, BOARD OF DIRECTORS; START 9-30-2006; SPENDS 2-4 HOURS PER MONTH 3. TRUSTEE, CHAUTAUQUA FOUNDATION, INC., 1 AMES AVENUE, CHAUTAUQUA, , NEW YORK, 14722, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 09/29/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS A VOLUNTEER TRUSTEE FOR THE FOUNDATION; SERVE ON INVESTMENT AND AUDIT COMMITTEES, NON-INVESTMENT RELATED. 4. OWNER, CARAVEL HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/10/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. 100% OWNER, SEQUOYAH HOLDINGS, LLC, LEGAL ENTITY, START DATE: 05/10/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-03-07
• S65 Uniform Investment Adviser Law Examination
  2000-04-10

Designations