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53 North High Street Suite A1, Dublin, OH 43017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-01-05 |
Branch Locations
53 North High Street Suite A1, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2009 | Present |
| Cox Financial Group, Inc. D/B/A: Cox & Cook Wealth Advisors | Dublin | OH | 11/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-27 |
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