Joseph Bruno

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-05
NJ	RA	APPROVED	2025-06-18

TX RA
APPROVED

Since 2026-06-05
NJ RA
APPROVED

Since 2025-06-18

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bloomberg Llc	New York	NY	08/2012	05/2019
Gap Of Employment	New York	NY	05/2019	11/2019
Sustainalytics	New York	NY	11/2019	07/2020
Gap Of Employement	New York	NY	07/2020	04/2021
Entelligent	New York	NY	04/2021	01/2022
Gap Of Employement	New York	NY	01/2022	05/2022
Iss Stoxx	New York	NY	05/2022	02/2024
Gap Of Employement	New York	NY	02/2024	07/2024
Self Employement	Bordentown	NJ	07/2024	12/2024
Merrill, Lynch, Pierce, Fenner & Smith Inc	Pennington	NJ	01/2025	Present
Bank Of America, N.A.	Pennington	NJ	06/2026	Present

08/2012 → 05/2019

Bloomberg Llc

New York, NY
05/2019 → 11/2019

Gap Of Employment

New York, NY
11/2019 → 07/2020

Sustainalytics

New York, NY
07/2020 → 04/2021

Gap Of Employement

New York, NY
04/2021 → 01/2022

Entelligent

New York, NY
01/2022 → 05/2022

Gap Of Employement

New York, NY
05/2022 → 02/2024

Iss Stoxx

New York, NY
02/2024 → 07/2024

Gap Of Employement

New York, NY
07/2024 → 12/2024

Self Employement

Bordentown, NJ
01/2025 → Present

Merrill, Lynch, Pierce, Fenner & Smith Inc

Pennington, NJ
06/2026 → Present

Bank Of America, N.A.

Pennington, NJ

Previous Registrations

2011-09-14 → 2012-06-29

Morgan Stanley

Boston, MA

Other Businesses

I*2156280, Entity Type Entity For Profit, Name of OBA: KwAI/ Cyberuplink Address: Fort SmithArizona72916 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date:07/16/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: AI generated software. Sales consulting and business strategy .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-16
S63	Uniform Securities Agent State Law Examination	2025-04-29

S66 Uniform Combined State Law Examination

2025-06-16
S63 Uniform Securities Agent State Law Examination

2025-04-29

Other Names

Joe Bruno
Joseph Peter Bruno

View on SEC IAPD