Douglas Fairchild Bradley

Current Employers

Employment History

• 12/2008 → 02/2017
  Ubs Financial Services Inc
  La Jolla, CA
• 02/2017 → 03/2018
  Laurel Wealth Advisors, Inc.
  La Jolla, CA
• 05/2018 → 05/2023
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 02/2017 → 03/2018
  Capital Stewardship Group
  La Jolla, CA
• 05/2018 → Present
  Capital Stewardship Group
  La Jolla, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2021-01-15 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  La Jolla, CA
• 2018-07-24 → 2020-12-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 2017-03-16 → 2018-03-20
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 2008-12-05 → 2017-02-27
  Ubs Financial Services Inc.
  La Jolla, CA
• 2000-10-27 → 2008-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
  La Jolla, CA

Other Businesses

1. Douglas F. Bradley is a co-branded Investment Advisor Representative of Laurel Wealth Advisors who conducts his advisory business under Capital Stewardship Group's DBA name. Laurel Wealth offers services through its network of Investment Advisor Representatives ("Advisor Representatives"). Some Advisor Representatives may have established their own legal business entities whose trade names and logos are used for marketing purposes and may appear on marketing materials or client statements. The client should understand that the businesses are legal entities of the Advisor Representatives and not Laurel Wealth Advisors, the Investment Adviser. The Advisor Representatives are under Laurel Wealth's supervision, and the advisory services of the Advisor Representatives are provided through Laurel Wealth. He spends 100% of his time on this activity during trading hours. 2. Name of Outside Business or Organization: Insurance Agent Address: Various Firms Title: Insurance Agent Description of Business or Organization: Insurance Description of Duties or Responsibilities: Soliciting, offering and selling fixed life and long-term care insurance products. Start Date: 2000 Hours Devoted to OBA Monthly: 0 during trading hrs. / 3 hrs. a month during non-trading hrs. 3. Name of Outside Business or Organization: Kiwanis Club Address: 7715 Draper Avenue, La Jolla, CA 92037 Title: Officer (Head of Investment & Finance Committee) Description of Business or Organization: Business and professional charitable organization. Description of Duties or Responsibilities: Conducting committee meetings and reviewing financial activity Start Date: 04/24/09 Hours Devoted to OBA Monthly: 0 during trading hrs. / 1-4 during non-trading hrs. 4. Name of Outside Business or Organization: Congregational Church of La Jolla, CA Address: 1216 Cave Street, La Jolla, CA 92037 Title: Head of Investment & Finance Committee Description of Business or Organization: Church Description of Duties or Responsibilities: Conducting committee meetings and reviewing financial activity Start Date: April 1, 2008 Hours Devoted to OBA Monthly: 0 during trading hrs./1-10 during non-trading hrs. 5. Name of Outside Business or Organization: La Jolla Christian Fellowship Address: 627 Genter St, La Jolla, CA 92037 Title: Finance Committee member Description of Business or Organization: Church Description of Duties or Responsibilities: Attending meetings and reviewing financial activity. Start Date: May 15, 2018 Hours Devoted to OBA Monthly: 0 during trading hrs./2 during non-trading hrs. 6. Name of Outside Business or Organization: La Jolla Executive Roundtable Address: 7301 High Avenue, La Jolla, CA 92037 Title: Roundtable (Member) Description of Business or Organization: Community Organization Description of Duties or Responsibilities: Planning & conducting meetings, directing membership growth & webmaster. Start Date: 01/2021 Hours Devoted to OBA Monthly: 0 during trading hrs./14-17 during non-trading hrs. 7. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: CAPITAL STEWARDSHIP GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-17
• S63 Uniform Securities Agent State Law Examination
  1997-04-10

Other Names

• Douglas F. Bradley
• Doug Bradley