Antonio Gonzalez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-07-08

OH RA
APPROVED

Since 2024-07-08

Branch Locations

120 Hillcrest Drive, Coldwater, OH 45828 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Coldwater	OH	01/1997	11/2023
Osaic Wealth, Inc.	Coldwater	OH	11/2023	07/2024
Lpl Financial Llc	Coldwater	OH	07/2024	Present

01/1997 → 11/2023

Fsc Securities Corporation

Coldwater, OH
11/2023 → 07/2024

Osaic Wealth, Inc.

Coldwater, OH
07/2024 → Present

Lpl Financial Llc

Coldwater, OH

Previous Registrations

2023-11-03 → 2024-07-23

Osaic Wealth, Inc.

Coldwater, OH
2001-02-05 → 2023-11-03

Fsc Securities Corporation

Coldwater, OH

Other Businesses

1) 06/27/2024 - Independent Capital Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 8 Hours per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-05
S63	Uniform Securities Agent State Law Examination	1997-06-04

S65 Uniform Investment Adviser Law Examination

2007-12-05
S63 Uniform Securities Agent State Law Examination

1997-06-04

View on SEC IAPD