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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
VA RA APPROVED 1999-11-09
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • VA RA
    APPROVED
    Since 1999-11-09

Branch Locations

8150 Leesburg Pike Ste 600, Vienna, VA 22182-2721 • United States

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 09/2005 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 110 Pleasant Street NW, , Vienna, VA, 22180; Investment-Related; 10/07/2024. Business Ownership; KH Management Inc; ; financial planning / consulting /asset management; 8150 Leesburg PikeSuite 600Vienna, VA 22182, ,; ; 01/01/2011; 20 to 39 hours per month; / 8213 Lee Highway LLC; one day rent real estate; real estate; 8213 Lee Highway, , Fairfax, VA, 22031; Not Investment-Related; 10/31/2021; 0 hours per month; 0 during trading hours / 8216 Old Courthouse Road LLC; will find a tenant to rent to; will find a small business to rent to. I believe a CPA and attorney used to use the small townhouse I plan to buy.; 8216 Old Courthouse Road, , Vienna, VA, 22182; Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours / Hangry Little Creek Road LLC; Co-owner; Real Estate; 2437 E. Little Creek Road, , Norfolk, VA, 23518; Not Investment-Related; 12/01/2023; 1 to 9 hours per month; 0 during trading hours / Redwood K-Wellness LLC; Co-owner; Retail; 110 Pleasant Street NW, , Vienna, VA, 22180; Not Investment-Related; 10/07/2024; 1 to 9 hours per month; 0 during trading hours / IndexTwo LLC; Co-owner; Holding company to hold an approved private investment in a blockchain company; 4841 16th St. N, , Arlingon, VA, 22205; Investment-Related; 10/30/2024; 0 hours per month; 0 during trading hours / Sleepy Castle LLC; Co-owner; real estate; 6320 Castle Place, , Falls Church, VA, 22044; Investment-Related; 12/03/2025; 0 hours per month; 0 during trading hours. Board of Directors; Ferdows Foundation; Board Member; 855 Carson Road, , Huntingtown, MD, 20639; Investment-Related; 06/27/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-02
  • S66 Uniform Combined State Law Examination
    1999-11-02

View on SEC IAPD

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