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Account
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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-05 |
| AK | RA | APPROVED | 2024-03-21 |
Branch Locations
188 W Northern Lights Blvd. Suite 1210, Anchorage, AK 99503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Anchorage | AK | 01/1997 | 03/2024 |
| Morgan Stanley Smith Barney | Anchorage | AK | 06/2009 | 03/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2024 |
| Raymond James & Associate Inc | Anchorage | AK | 03/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-29 |
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