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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
PA RA APPROVED 2010-06-15
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • PA RA
    APPROVED
    Since 2010-06-15

Branch Locations

214 Senate Ave, Camp Hill, PA 17011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Lancaster PA 12/2009 Present
Bank Of America, N.A. Lancaster PA 12/2009 Present
  • 12/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Lancaster, PA
  • 12/2009 → Present
    Bank Of America, N.A.
    Lancaster, PA
Previous Registrations
  • 2006-06-12 → 2009-12-09
    Myerstown, PA
    Palmyra, PA
    Palmyra, PA
    Wyomissing, PA
  • 2004-12-06 → 2006-06-10
    Citicorp Investment Services
    Hewlett, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-02
S63 Uniform Securities Agent State Law Examination 1997-06-02
  • S65 Uniform Investment Adviser Law Examination
    2003-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-06-02
Other Names
  • Darlene F Inman
  • Darlene R Flick
  • Darlene Flick Inman

View on SEC IAPD

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