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Laure Raymonde Mendoza

Ubs Financial Services Inc.

Palo Alto, CA

Concord, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-30
TX RA APPROVED 2022-09-30
  • CA RA
    APPROVED
    Since 2022-09-30
  • TX RA
    APPROVED
    Since 2022-09-30

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Concord, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Srebrow Investment Resources - Syntero Real Estate Martinez - Danville CA 01/2012 09/2019
Morgan Stanley Menlo Park CA 09/2019 09/2022
Ubs Financial Services Menlo Park CA 09/2022 Present
  • 01/2012 → 09/2019
    Srebrow Investment Resources - Syntero Real Estate
    Martinez - Danville, CA
  • 09/2019 → 09/2022
    Morgan Stanley
    Menlo Park, CA
  • 09/2022 → Present
    Ubs Financial Services
    Menlo Park, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-02
  • S66 Uniform Combined State Law Examination
    2021-01-02

View on SEC IAPD

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